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The Opinion welcomes the proposed Regulation of Ukraine as a comprehensive and generally well-structured framework for the regular evaluation and self-evaluation of judges, noting positively that the evaluation system is primarily oriented toward professional development and career growth, with the potential to strengthen judicial professionalism, improve the quality of judicial decisions, and enhance public confidence in the administration of justice. At the same time, the Opinion offers a number of recommendations intended to further refine the framework and support its consistent and objective application in practice. In particular, it would be advisable for the Regulation to provide greater clarity regarding the methodology used in the evaluation process, including how compliance with ethical standards and professional principles will be assessed and on the basis of which documents, materials or elements the evaluators will carry out their assessment. In addition, the evaluation questionnaires would benefit from further elaboration to clarify certain indicators which are formulated in broad and general terms, while considering supplementing with new indicators which are essential to comprehensively evaluate the competence of judges. Furthermore, the framework could further elaborate several areas of professional competence that are increasingly recognized at the international or regional level, in particular the evaluation of judges’ knowledge of relevant developments in international law, including international human rights instruments and evolving jurisprudence of regional and international courts, the safe, responsible and ethical use of digital technologies in judicial work, where appropriate and relevant. The Regulation should also clarify that the evaluation shall not concern substance of judicial decision-making, including the validity or legal merits of the decisions, although this should not preclude the possibility for evaluators to examine the quality of legal reasoning, including the methodology, clarity and structure of judgments, on the basis of selected samples. If such an approach is envisaged, the methodology for assessing such a quality of judicial decisions should be clearly defined.
The Opinion notes that the adoption of the Rules of Professional Ethics is welcome, as they represent an important step toward strengthening judicial integrity and public trust in the Constitutional Court of Ukraine. At the same time, the Opinion proposes a number of targeted adjustments to further enhance their compliance with international human rights standards, recommendations and good practices. Key recommendations include clarifying standards on judicial behaviour, strengthening the provisions safeguarding independence and impartiality, including the appearance of impartiality, refining rules on judges’ freedom of expression and out-of-court activities, and more explicitly providing that ethical breaches should never be grounds for disciplinary liability. The Opinion also recommends addressing certain gaps in the Rules, including with respect to addressing the many forms that gender- and diversity-related judicial integrity issues may take, providing guidance on the use of digital technologies and the ethical use of AI, and highlights the need for broad dissemination and regular training to ensure effective implementation.
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